Field & Main Advisory Services

At Field & Main Wealth Management, we turn your investment dreams into reality. Our professionals are here to help you build a strong portfolio that aligns with your financial goals. Serving Lexington, Cynthiana, Henderson, Kentucky, and Evansville, Indiana, we offer a variety of investment options to suit your needs.

Wealth Management

Invest pre-tax dollars until withdrawal or retirement.

Maximize your wealth with our tailored strategies. Whether you need more cash on hand or want to take bigger risks for bigger rewards, our team will help you make informed decisions and structure your wealth effectively.

We offer:

  • Customized portfolio construction
  • A Local Investment Management team
  • Active and index strategies
  • Asset diversification
  • Tax-sensitive investing
  • Tax-loss harvesting
  • Performance results with benchmarking
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Retirement Planning

Your invested assets are divided among stocks, bonds, mutual funds, and even Certificates of Deposit.

An Individual Retirement Account can be customized to meet your specific needs.

It’s never too early to build your retirement portfolio with IRAs.

We offer:

  • 401(k) options
  • Traditional IRAs
  • Roth IRAs
  • Rollover Services
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Traditional IRAs

Invest pre-tax dollars until withdrawal or retirement.

Traditional IRAs are tax-deferred retirement accounts using diverse investments of your choosing. Our investment professionals can help you decide if a traditional IRA is right for you.

  • Available to individuals with earned income
  • Contributions may be tax deductible if you are not an active participant in an employer-sponsored retirement plan
  • Distributions and earnings from a deductible IRA are taxed as ordinary income when withdrawn
  • Unqualified early withdrawals will trigger penalties and fees
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Roth IRAs

Withdraw your funds tax-free during your retirement.

With Roth IRAs, you can invest taxed income and enjoy tax-free growth.

  • Available to individuals and joint filers with adjusted gross incomes (AGIs) below the federal limit.
  • Roth IRAs are designed for long-term retirement investments and early withdrawals can result in penalties and income tax liability. However, there are several exceptions to the early withdrawal restrictions for which the account owner might qualify.
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Get Started Today

We’ll help you choose the investment tools and strategies that make the most sense for your financial goals.

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Investments are not insured by the FDIC or any federal government agency, provide no bank guarantee, are not a deposit, and may lose value.

Securities are offered through LPL Financial (LPL), a broker-dealer (member FINRA/SIPC). Investment advice is offered through Western Wealth Management, a registered investment advisor and separate entity from LPL. Insurance products are offered through LPL or its licensed affiliates. Field and Main Bank and Field and Main Wealth Management are not registered as broker-dealers or investment advisors. Registered representatives of LPL offer products and services using Field and Main Wealth Management, and may also be employees of Field and Main Bank. These products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, Field and Main Bank or Field and Main Wealth Management. Securities and insurance offered through LPL or its affiliates are:

Not Insured by FDIC or Any Other Government AgencyNot Bank GuaranteedNot Bank Deposits or ObligationsMay Lose Value

All investing involves risk, including loss of principal. No strategy assures success or protects against loss. There is no guarantee that a diversified portfolio will enhance overall returns or outperform a non-diversified portfolio. Diversification does not protect against market risk.

LPL CRS
https://files.constantcontact.com/a0dc25db601/25c6d293-7917-4fac-9228-aa8b4458df96.pdf

WWM CRS
https://files.constantcontact.com/a0dc25db601/365da67d-fe6f-4e11-baa2-765e4157fe9c.pdf

WWM ADV PART 2A FIRM BROCHURE

https://files.constantcontact.com/a0dc25db601/4bbde2d7-63fd-42a3-83cc-7a8ada79f9d9.pdf

WWM PART 2A APPENDIX 1
https://files.constantcontact.com/a0dc25db601/1e443c67-77dc-4f27-971b-9dd5d60ebce1.pdf

Field & Main Bank provides referrals to financial professionals of New Horizons Financial Consultants pursuant to an agreement that follows LPL to pay the Financial Institution for these referrals. This creates an incentive for the Financial Institution to make these referrals, resulting in a conflict of interest. The Financial Institution is not a current client of LPL for brokerage or advisory services.

The financial professionals associated with LPL Financial may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.